Yan Kin Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kin Chow (周欣鍵), a licensed Representative with CE reference ABS401. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-16 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-08 | 2017-10-02 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-21 | 2009-06-01 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-07-31 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Kin Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.