Sum Ling Woo

胡心羚
CE No. ALQ474 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Ling Woo (胡心羚), a licensed former licensee with CE reference ALQ474. This person has 4.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Chow Sang Sang Securities Limited
周生生證券有限公司		 Rep Type 1 - Dealing in securities 2010-01-04 2011-04-30
Chow Sang Sang Futures Limited
周生生期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2010-01-04 2011-04-30
Chow Sang Sang Futures Limited
周生生期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2005-06-14 2008-06-18
Chow Sang Sang Securities Limited
周生生證券有限公司		 Rep Type 1 - Dealing in securities 2005-01-14 2008-06-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Ling Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ying Lun Lo Chow Sang Sang Securities Limited 2005–2011
Alan Cheuk Lun Tang Chow Sang Sang Securities Limited 2005–2011
Mark Ming Kwan Yau Chow Sang Sang Securities Limited 2005–2011
Yuk Yin Kwan Chow Sang Sang Securities Limited 2005–2011
Ah Fei Tang Chow Sang Sang Securities Limited 2005–2011
Man To Tsang Chow Sang Sang Securities Limited 2005–2011
Yee Fai Tang Chow Sang Sang Securities Limited 2005–2011
Susan Wei Yee Mak Chow Sang Sang Futures Limited 2006–2011
Wing Sum Tao Chow Sang Sang Futures Limited 2007–2011
Nga Yee Lau Chow Sang Sang Futures Limited 2007–2011
Lawerance Lap Wai Ko Chow Sang Sang Securities Limited 2005–2011
Benny Wing Wah Chung Chow Sang Sang Securities Limited 2005–2011
Vincent Wing Shing Chow Chow Sang Sang Securities Limited 2005–2011
Winston Wun Sing Chow Chow Sang Sang Securities Limited 2005–2011
Wai Kui Yip Chow Sang Sang Securities Limited 2005–2011
Chi Fai Yeung Chow Sang Sang Securities Limited 2005–2011
Chung Tai Chan Chow Sang Sang Securities Limited 2005–2011
Koon Yu Kong Chow Sang Sang Securities Limited 2005–2011
Andy Chi Ming Poon Chow Sang Sang Securities Limited 2005–2011
Shing Kwong To Chow Sang Sang Securities Limited 2005–2011
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