Sum Ling Woo
胡心羚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Ling Woo (胡心羚), a licensed former licensee with CE reference ALQ474. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-04 | 2011-04-30 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-04 | 2011-04-30 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-14 | 2008-06-18 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-14 | 2008-06-18 |