Yin Fun Wong
黃燕芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Fun Wong (黃燕芬), a licensed former licensee with CE reference AAH766. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2022-11-28 |
| Goldride Securities Limited 金旭證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-08 | 2009-06-15 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2008-10-08 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-01-31 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-14 |