Tak Long Chu
朱德朗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Long Chu (朱德朗), a licensed former licensee with CE reference AGG942. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-18 | 2018-12-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2018-12-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2017-04-18 | 2018-12-31 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2016-12-31 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-18 | 2010-11-11 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-02-18 | 2010-11-11 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-10-30 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-14 |
| Goldride Securities Limited 金旭證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-14 |