Viola Fung Yi Tam Cheung
譚張鳳儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Viola Fung Yi Tam Cheung (譚張鳳儀), CE reference ABH458. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-10-22 | 2009-02-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2009-02-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-26 | 2009-02-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-20 | 2008-07-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-30 | 2008-07-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-06-30 | 2008-07-30 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-02 | 2005-06-27 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-08-02 | 2005-06-27 |
| Charles Schmitt & Associates Limited |
Rep | Type 4 — Advising on securities | 2004-04-01 | 2004-07-22 |
| Charles Schmitt & Associates Limited |
Rep | Type 9 — Asset management | 2004-04-01 | 2004-07-22 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-20 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |