Ching Charm Chan
陳清杉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Charm Chan (陳清杉), a licensed former licensee with CE reference AHA954. This person has 3.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Capital Management Limited 興業資本管理有限公司 |
RO | Type 4 - Advising on securities | 2009-12-22 | 2010-05-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-03 | 2009-08-01 |
| Henyep Capital Management Limited 興業資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-25 | 2008-05-10 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-04-24 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-25 | 2007-04-24 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-13 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-13 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-13 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Charm Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.