Lien Seng Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lien Seng Tan ( ), a licensed former licensee with CE reference AFK584. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-11 | 2008-09-09 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2005-05-11 | 2008-09-09 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-19 | 2008-09-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-19 | 2008-09-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-05-06 | 2005-03-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2005-03-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-04-29 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-04-29 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-04-29 |