Claire Yeuk King Yim
嚴若瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claire Yeuk King Yim (嚴若瓊), a licensed former licensee with CE reference AIB370. This person has 9.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-24 | 2022-02-24 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-24 | 2021-04-30 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-24 | 2022-02-24 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-23 | 2018-04-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2016-11-23 | 2018-04-16 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-07 | 2011-06-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-07 | 2011-06-25 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-02 | 2008-02-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-02 | 2008-02-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-01-02 | 2008-02-27 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-04 | 2006-11-17 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-07-04 | 2006-11-17 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2006-07-04 | 2006-11-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-07-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Claire Yeuk King Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.