Charles Schmitt & Associates Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Schmitt & Associates Limited ( ), a Hong Kong-based licensed corporation with CE reference ACH210. Current licensed staff on file: 0 (total recorded over time: 9).
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2005-02-05 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-05 |
| Type 9 - Asset management | Pre-2003 | 2005-02-05 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher Anthony Aiello | RO 4, 9 | Pre-2003 | 2005-02 |
| Jennifer Carver McLennan | RO 4, 9 | Pre-2003 | 2004-07 |
| Charles Lee Schmitt | RO 4, 9 | Pre-2003 | 2005-02 |
| Frederick Tse Wai Wu 吳子惠 | RO 4, 9 | Pre-2003 | 2003-10 |
| Ying Kit Kwan 關英傑 | Rep 4 | 2003-05 | 2004-07 |
| Suk Yee Lee 李淑儀 | Rep 4, 6, 9 | Pre-2003 | 2005-02 |
| Brian Alexander MacDougall | Rep 4, 6, 9 | Pre-2003 | 2004-07 |
| Viola Fung Yi Tam Cheung 譚張鳳儀 | Rep 4, 9 | 2004-04 | 2004-07 |
| Kelly Kim Weng Tong | Rep 4, 6, 9 | Pre-2003 | 2005-02 |
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