Winsome Kit Sum Yick
易潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winsome Kit Sum Yick (易潔心), a licensed former licensee with CE reference AOB610. This person has 12.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Fund Hong Kong Management Limited 宏基金香港管理有限公司 |
RO | Type 9 - Asset management | 2017-02-06 | 2020-02-29 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-11 | 2017-02-03 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 - Asset management | 2014-10-31 | 2017-02-03 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-27 | 2014-10-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-02 | 2014-06-06 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-16 | 2014-06-06 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-01-16 | 2014-06-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-27 | 2012-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-02 | 2012-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2009-07-02 | 2012-01-01 |
| GIP Partners Limited | Rep | Type 4 - Advising on securities | 2009-05-22 | 2009-06-24 |
| GIP Partners Limited | Rep | Type 9 - Asset management | 2009-05-22 | 2009-06-24 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-20 | 2008-07-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-20 | 2008-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winsome Kit Sum Yick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.