Suet Man Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Man Ng (吳雪雯), a licensed Responsible Officer with CE reference AEK106. Currently licensed at 1 firm(s): Silverbricks Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverbricks Securities Company Limited 元庫證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-04-08 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-22 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-29 | 2021-04-08 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-03-28 | 2020-08-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-08-31 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2020-08-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suet Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.