Eric Ming Chuan Lee

李明權
CE No. ABI189 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ming Chuan Lee (李明權), a licensed former licensee with CE reference ABI189. This person has 17.9 years of SFC licence history. Total licence records on file: 7.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2021-02-07
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-02-25
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-25
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 1 - Dealing in securities Pre-2003 2021-02-07
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 4 - Advising on securities Pre-2003 2021-02-07
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-03-30
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 9 - Asset management Pre-2003 2004-03-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Ming Chuan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwok Chu Chan Guotai Junan Futures (Hong Kong) Limited 2003–2021
Loi Tak Chan Guotai Junan Futures (Hong Kong) Limited 2003–2021
Keung Kwok Guotai Junan Futures (Hong Kong) Limited 2003–2021
Kai Hung Lai Guotai Junan Futures (Hong Kong) Limited 2003–2021
Ying Lau Guotai Junan Futures (Hong Kong) Limited 2003–2021
Ka Wah Chan Guotai Junan Futures (Hong Kong) Limited 2003–2020
Suet Man Ng Guotai Junan Futures (Hong Kong) Limited 2003–2020
Po Shan Chau Guotai Junan Futures (Hong Kong) Limited 2003–2019
Peter Sze Kit Chiang Guotai Junan Futures (Hong Kong) Limited 2003–2019
Kei Chi Ng Guotai Junan Futures (Hong Kong) Limited 2004–2021
Simon Hok Man Tsui Guotai Junan Futures (Hong Kong) Limited 2006–2021
Yiu Tong Luk Guotai Junan Futures (Hong Kong) Limited 2003–2014
Kin Chung Hon Guotai Junan Futures (Hong Kong) Limited 2008–2021
Wai Kwong Tsoi Guotai Junan Futures (Hong Kong) Limited 2008–2021
Winnie Mak Guotai Junan Futures (Hong Kong) Limited 2003–2021
Daisy Wing Yi Yu Guotai Junan Futures (Hong Kong) Limited 2004–2021
Chi Lun Lam Guotai Junan Futures (Hong Kong) Limited 2003–2012
Benedict Chun Yin Lee Guotai Junan Futures (Hong Kong) Limited 2009–2021
Lu Lu Guotai Junan Futures (Hong Kong) Limited 2005–2021
Tze Fung Yeung Guotai Junan Futures (Hong Kong) Limited 2010–2021
Explore the interactive colleague network →

Related