Kwok Wing Tam
譚國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing Tam (譚國榮), a licensed former licensee with CE reference AAK343. This person has 1.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-22 | 2004-10-08 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-30 | 2004-10-08 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-06 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-06 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-06 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wing Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuen Kai Chan | I & P Securities Limited | 2003 |
| Winnie Chun Chun Go | I & P Securities Limited | 2003 |
| Yuen Ping Leung | I & P Securities Limited | 2003 |
| Chung Ling Wong | I & P Securities Limited | 2003 |
| Kim Ming Wong | Chief Commodities Limited | 2003–2004 |
| Siu Sang Chong | Chief Commodities Limited | 2003–2004 |
| Zhuohui Lu | Chief Commodities Limited | 2003–2004 |
| Wing Sum Tsang | Chief Commodities Limited | 2004 |
| Yin Shan Tse | Chief Commodities Limited | 2004 |
| Lai Heng Tse | Chief Commodities Limited | 2004 |
| Yik Kwan Lau | Chief Commodities Limited | 2003–2004 |
| Hee Man Wong | Chief Commodities Limited | 2003–2004 |
| Tak Wing Lung | Chief Commodities Limited | 2003–2004 |
| Pui Kiu Ho | Chief Commodities Limited | 2003–2004 |
| Tat Cheuk Mak | Chief Commodities Limited | 2003–2004 |
| Tak Lun Li | Chief Commodities Limited | 2003–2004 |
| Peter Chung Kai Chau | Chief Commodities Limited | 2003–2004 |
| Kai Cho Chan | Chief Commodities Limited | 2003–2004 |
| Wan Chi Chau | Chief Commodities Limited | 2003–2004 |
| Lap Man Lui | Chief Commodities Limited | 2003–2004 |