Kwok Wing Tam
譚國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing Tam (譚國榮), a licensed former licensee with CE reference AAK343. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-22 | 2004-10-08 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-30 | 2004-10-08 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-06 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-06 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| I & P Securities Limited 慶昌證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-06 |