Lap Man Lui
呂立文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Man Lui (呂立文), a licensed former licensee with CE reference AHH963. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2020-09-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-02 | 2020-09-30 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-09 | 2013-03-31 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-09 | 2013-03-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-28 | 2009-09-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-28 | 2009-09-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |