Wan Chi Chau
周韻姿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Chi Chau (周韻姿), a licensed former licensee with CE reference AEB022. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-18 | 2015-12-18 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-08-18 | 2015-12-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-18 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-08-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-07 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |