Lai Heng Tse
謝禮恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Heng Tse (謝禮恆), a licensed former licensee with CE reference AIR195. This person has 20.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-15 | 2024-02-16 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-15 | 2024-02-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2021-11-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-07 | 2021-11-26 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-20 | 2008-12-25 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-20 | 2008-12-25 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-20 | 2008-12-25 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-24 | 2008-03-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-24 | 2008-03-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-07-24 | 2008-03-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-15 | 2006-07-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-15 | 2006-07-16 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-04 | 2004-03-12 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-27 | 2004-03-12 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-23 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-23 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-23 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Heng Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.