Kai Cho Chan

陳繼祖
CE No. AAW922 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Cho Chan (陳繼祖), a licensed former licensee with CE reference AAW922. This person has 12.3 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2014-11-04 2015-08-04
Fulbright Futures Limited
富昌期貨有限公司
RO Type 2 - Dealing in futures contracts 2010-06-11 2015-08-04
Fulbright Futures Limited
富昌期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-01-04 2010-06-11
Chief Commodities Limited
致富期貨商品有限公司
Rep Type 2 - Dealing in futures contracts 2003-04-15 2006-01-01
Chief Commodities Limited
致富期貨商品有限公司
Rep Type 5 - Advising on futures contracts 2003-04-15 2004-10-15
Chief Commodities Limited
致富期貨商品有限公司
Rep Type 9 - Asset management 2003-04-15 2004-10-15
Topmore Commodities Limited
德盛期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-04-15
Topmore Commodities Limited
德盛期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-04-15
Topmore Commodities Limited
德盛期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-04-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Cho Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wendy Chiu Yue Chan Fulbright Futures Limited 2006–2015
Ka Kin Tse Fulbright Futures Limited 2006–2015
Tak Yan Wong Fulbright Futures Limited 2006–2015
Kally Leung Fulbright Futures Limited 2006–2015
Wallis Chi Wah Wong Fulbright Futures Limited 2006–2015
Wai Hung Chen Fulbright Futures Limited 2006–2015
King Man Wong Fulbright Futures Limited 2006–2015
Ngai Yuen Tse Fulbright Futures Limited 2006–2015
Hon Wing Hui Fulbright Futures Limited 2006–2014
Ting Sau Lo Fulbright Futures Limited 2006–2015
Leah Mak Fulbright Futures Limited 2007–2015
Ernest Gar Fai Ho Fulbright Futures Limited 2007–2015
Man Man Yiu Fulbright Futures Limited 2006–2014
Fong Yin Wong Fulbright Futures Limited 2008–2015
Mee Yee Tong Fulbright Futures Limited 2007–2015
Timmy Siu Hon Ng Fulbright Futures Limited 2006–2013
Mei Yan Lee Fulbright Futures Limited 2008–2015
Wing Wai Lam Fulbright Futures Limited 2008–2015
Tak Kwan Chan Fulbright Futures Limited 2008–2015
Mona Chau Ping Li Fulbright Futures Limited 2008–2015

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