Yik Kwan Lau
劉奕群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Kwan Lau (劉奕群), a licensed former licensee with CE reference ACE649. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-01 | 2016-08-26 |
| Jimei Futures Limited 集美期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-01 | 2013-01-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-15 | 2009-08-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-15 | 2009-08-29 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-15 | 2005-03-14 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-04-15 | 2004-10-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-15 | 2005-03-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2003-04-15 | 2005-05-03 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-15 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-15 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-15 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-15 |