Yin Shan Tse
謝燕珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Shan Tse (謝燕珊), a licensed former licensee with CE reference ADV126. This person has 3.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-15 | 2007-06-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-15 | 2007-06-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-17 | 2004-03-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-17 | 2004-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Shan Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.