Yin Shan Tse
謝燕珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Shan Tse (謝燕珊), a licensed former licensee with CE reference ADV126. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-15 | 2007-06-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-15 | 2007-06-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-17 | 2004-03-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-17 | 2004-03-10 |