RC Futures Advisory Limited

CE No. AUV525 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RC Futures Advisory Limited (), a Hong Kong-based licensed corporation with CE reference AUV525. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 4 (total recorded over time: 12). Earliest licence on file: 2010-05-19.

Category:
Registered address:
Room 2201 22/F, Easey Commercial Building, 253-261 Hennessy Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2019-11-01 present
Type 5 - Advising on futures contracts 2010-05-19 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (12)
Active on date

Name Activities First licensed To
Tiffany Po Ki Chan 陳寶琪 RO 4, 5 Rep 4, 5 2010-06 Present
Siu Man Chau 周绍文 RO 5 Rep 5 2017-11 Present
Rickey Wing On Cheung 張永安 RO 4, 5 2010-05 Present
Graca Ho 何采穎 Rep 4, 5 2023-06 Present
Peter Ki Li Fung 馮其理 RO 5 Rep 5 2010-07 2015-05
Tak Chun Lau 柳德真 RO 5 2010-05 2013-08
Oi Tsz Wong 黃藹慈 RO 4 2019-11 2022-12
Tsun Wah Alvan Yip 葉俊華 RO 4 2019-11 2022-12
Hengky 陳勝興 Rep 5 2010-06 2010-09
Yee Lam Lo 盧依琳 Rep 4, 5 2026-04 2026-06
Cissy Pui Sze Lui 呂沛詩 Rep 5 2014-05 2015-05
Chi Fun Idy Wong 黄志芬 Rep 5 2017-08 2023-01
Showing 1–12 of 12

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1654 staff - 2 shared activity types - 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 910 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 896 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Nomura International (Hong Kong) Limited

CE AAF742 - 545 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 461 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 428 staff - 2 shared activity types

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

BOCI Securities Limited

CE AAC298 - 320 staff - 2 shared activity types - 中銀國際證券有限公司

Related