Miao Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Zhang (張淼), a licensed Responsible Officer with CE reference BOX399. Currently licensed at 1 firm(s): CEB International Asset Management Corporation Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.6 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-06 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-06 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-08-06 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-29 | 2024-08-06 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-29 | 2024-08-06 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-05-29 | 2024-08-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-04 | 2024-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-04 | 2024-04-30 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-11-04 | 2024-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-04 | 2021-11-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-04 | 2021-11-04 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-04 | 2021-11-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-09 | 2021-08-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 - Advising on securities | 2021-06-09 | 2021-08-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-03-31 | 2021-08-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-11 | 2021-06-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-11 | 2021-06-09 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 - Asset management | 2020-11-02 | 2021-08-31 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-19 | 2020-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Miao Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.