Mei Lam Nicole Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Lam Nicole Lee (李美霖), a licensed Representative with CE reference BNG434. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-11 | present |
| North Rock Capital Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2023-09-12 | present |
| North Rock Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2023-08-01 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-19 | 2023-06-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-01 | 2019-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-01 | 2019-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mei Lam Nicole Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.