Rishi Mishra
米肇鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rishi Mishra (米肇鋒), a licensed former licensee with CE reference BMV275. This person has 6.8 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2025-01-20 | 2026-06-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2025-01-20 | 2026-06-26 |
| AS Capital Limited | RO | Type 1 - Dealing in securities | 2023-10-24 | 2024-06-20 |
| AS Capital Limited | Rep | Type 1 - Dealing in securities | 2022-11-18 | 2023-10-24 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-02-18 | 2022-04-22 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2021-02-18 | 2022-04-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2018-04-26 | 2020-11-27 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2018-04-26 | 2020-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rishi Mishra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.