James Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Lee (李澤南), a licensed Representative with CE reference BJH960. Currently licensed at 2 firm(s): BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. This person has 9.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2026-03-20 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2018-01-15 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2018-01-15 | present |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-04-05 | 2017-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.