Xiaohong Cao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohong Cao (曹曉紅), a licensed Responsible Officer with CE reference BIB392. Currently licensed at 1 firm(s): VTB Capital Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 9 - Asset management | 2023-06-09 | present |
| VTB Capital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-07-21 | present |
| VTB Capital Hong Kong Limited | RO | Type 4 - Advising on securities | 2020-07-21 | present |
| VTB Capital Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2020-07-21 | present |
| VTB Capital Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-09-15 | 2020-07-21 |
| VTB Capital Hong Kong Limited | Rep | Type 4 - Advising on securities | 2016-09-15 | 2020-07-21 |
| VTB Capital Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-09-15 | 2020-07-21 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaohong Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.