Sean Patrick Paul Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Patrick Paul Taylor, a licensed Responsible Officer with CE reference BGH025. Currently licensed at 1 firm(s): Matthews Global Investors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-27 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-12-27 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2023-12-27 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-08 | 2023-12-27 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-08 | 2023-12-27 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-11-08 | 2023-12-27 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-12 | 2023-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2016-02-12 | 2023-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2016-02-12 | 2023-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-02 | 2016-02-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-02 | 2016-02-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-10-02 | 2016-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sean Patrick Paul Taylor during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.