Shuk Yee Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yee Shum (沈淑怡), a licensed Representative with CE reference BEJ593. Currently licensed at 3 firm(s): Emperor Securities Limited, Emperor Futures Limited, Crosby Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 11.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-04 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-04 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-04 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-03-04 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-06 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-06 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2022-06-24 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-24 | 2022-06-24 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-19 | 2019-06-08 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-19 | 2019-06-08 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-21 | 2018-09-01 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-21 | 2018-09-01 |
| Greenfield Asset Management Limited 景源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-24 | 2016-11-04 |
| Greenfield Asset Management Limited 景源資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-11-24 | 2016-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Yee Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.