Lok Ching Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ching Tsang (曾樂正), a licensed Representative with CE reference BBJ687. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2024-06-14 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2013-06-03 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2013-06-03 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Ching Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.