Zhijie Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhijie Zhang (章智杰), a licensed Responsible Officer with CE reference BBB359. Currently licensed at 1 firm(s): Chinagri Cheung Kong Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 4 - Advising on securities | 2021-01-15 | present |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 9 - Asset management | 2021-01-15 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-23 | 2020-06-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-23 | 2020-06-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-02 | 2020-01-23 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-13 | 2020-06-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-13 | 2020-01-23 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-14 | 2019-05-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-28 | 2019-02-13 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-28 | 2019-02-13 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-24 | 2018-09-10 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-24 | 2018-09-10 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-05-24 | 2018-09-10 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-05-24 | 2018-09-10 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2017-05-24 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2017-05-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-15 | 2017-05-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-15 | 2017-05-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-09 | 2016-09-12 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-09 | 2016-09-12 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-09 | 2016-09-12 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-09 | 2016-09-12 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2013-04-02 | 2014-01-08 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2013-04-02 | 2014-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhijie Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.