Zhisuo Ding
丁之鎖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhisuo Ding (丁之鎖), a licensed former licensee with CE reference BLJ424. This person has 5.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-11 | 2023-01-09 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-04 | 2023-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2018-04-06 | 2023-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-05 | 2023-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2018-04-06 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-05 | 2018-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhisuo Ding during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.