Zhisuo Ding
丁之鎖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhisuo Ding (丁之鎖), a licensed former licensee with CE reference BLJ424. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-11 | 2023-01-09 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-04 | 2023-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-06 | 2023-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-05 | 2023-01-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-05 | 2018-04-06 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-05 | 2018-02-02 |