Xi Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Chen (陳曦), a licensed Representative with CE reference AXY946. Currently licensed at 2 firm(s): Macquarie Capital Limited, Macquarie Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 11.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-24 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2024-01-29 | present |
| Macquarie Asia Securities Limited |
Rep | Type 4 - Advising on securities | 2024-01-29 | 2024-05-29 |
| Mass Ave Global (HK) Limited | RO | Type 9 - Asset management | 2022-08-30 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-12-08 | 2021-07-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-12-08 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-08 | 2021-07-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-09-02 | 2013-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.