Yan Taw Boon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Taw Boon (溫演道), a licensed Responsible Officer with CE reference AXQ380. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | Type 1 - Dealing in securities | 2022-09-29 | present |
| Neuberger Berman Asia Limited | RO | Type 4 - Advising on securities | 2022-09-29 | present |
| Neuberger Berman Asia Limited | RO | Type 9 - Asset management | 2022-09-29 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2018-04-13 | 2022-09-29 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2013-11-05 | 2022-09-29 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2013-11-05 | 2022-09-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-15 | 2013-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Taw Boon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.