Linman Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linman Wu (吳林蔓), a licensed Representative with CE reference AXP650. Currently licensed at 1 firm(s): Rongtong Global Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-16 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-16 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-16 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-07 | 2014-11-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-07 | 2014-11-01 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-23 | 2014-08-28 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-13 | 2014-08-28 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-02 | 2012-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Linman Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.