Ka Kiu Fong
方家翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kiu Fong (方家翹), a licensed former licensee with CE reference AVM519. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Up Way Securities Limited 金榮証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | 2022-10-31 |
| Up Way Securities Limited 金榮証券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2022-10-31 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2020-05-08 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-28 | 2020-05-08 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-22 | 2018-02-28 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-22 | 2018-02-28 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-01 | 2017-11-30 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-01 | 2017-11-30 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-01 | 2017-11-30 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-11-01 | 2017-11-30 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-18 | 2016-11-01 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-09 | 2016-11-01 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-15 | 2014-06-19 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-15 | 2014-06-19 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-24 | 2012-10-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-13 | 2011-08-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-13 | 2011-08-13 |