Chi Shing Kam
甘志城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Kam (甘志城), a licensed former licensee with CE reference ABE384. This person has 17.3 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-01 | 2020-10-01 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-10-01 | 2020-10-01 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-07-28 | 2020-10-01 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-07-28 | 2020-10-01 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2020-10-01 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-08 | 2020-07-28 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-31 | 2019-04-24 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-01 | 2016-08-13 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-30 | 2016-08-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-27 | 2011-12-17 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-27 | 2011-12-17 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-23 | 2011-05-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-05-12 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-05-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Shing Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.