Chu Sing Jim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chu Sing Jim (詹柱星), a licensed Responsible Officer with CE reference ATD286. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-10 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 - Advising on securities | 2025-12-10 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2025-06-25 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-07 | 2025-12-10 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-07 | 2025-12-10 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-26 | 2025-04-15 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2024-11-26 | 2025-04-15 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-06 | 2024-11-26 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-06 | 2024-11-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-01 | 2024-10-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-19 | 2022-12-01 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 4 - Advising on securities | 2021-03-02 | 2022-08-24 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-11 | 2022-08-24 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-11 | 2019-02-08 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-12 | 2016-10-06 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-12 | 2016-10-06 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-25 | 2010-03-21 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-25 | 2010-03-21 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-09 | 2010-01-08 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-07-15 | 2010-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chu Sing Jim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.