Lam Yu
余琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lam Yu (余琳), a licensed former licensee with CE reference APB773. This person has 14.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-28 | 2022-06-09 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-14 | 2019-09-12 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-01 | 2018-04-13 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-01 | 2018-04-13 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-21 | 2018-04-13 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-28 | 2017-09-21 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-29 | 2017-09-21 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-28 | 2009-06-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2008-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lam Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.