Raymond Ho Yin Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ho Yin Kwok (郭浩然), a licensed Responsible Officer with CE reference ARN583. Currently licensed at 1 firm(s): Crosby Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-26 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2015-09-22 | present |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 - Asset management | 2015-09-22 | present |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-01-22 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2018-01-22 | 2025-09-19 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2016-02-23 | 2016-05-16 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2016-02-23 | 2016-05-16 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-08 | 2020-08-26 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-08 | 2015-09-22 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 - Asset management | 2014-01-08 | 2015-09-22 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-13 | 2013-12-31 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-10-13 | 2013-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Ho Yin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.