Benjamin Ka How Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Ka How Lo (羅家浩), a licensed Representative with CE reference AQY026. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited | Rep | Type 1 - Dealing in securities | 2014-01-03 | present |
| ALPS Capital Management Limited | Rep | Type 4 - Advising on securities | 2013-01-17 | present |
| ALPS Capital Management Limited | Rep | Type 9 - Asset management | 2013-01-17 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Ka How Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.