Xiaodong Lin
林晓東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong Lin (林晓東), a licensed former licensee with CE reference AQU519. This person has 14.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-16 | 2024-12-23 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-05-16 | 2024-12-23 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2023-05-16 | 2024-12-23 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-05-16 | 2024-03-16 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-05-16 | 2024-12-23 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-02-09 | 2023-05-16 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-02-09 | 2023-05-16 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-08 | 2023-05-16 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-08 | 2023-05-16 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-08 | 2023-05-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-28 | 2022-09-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-28 | 2022-09-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 - Asset management | 2017-01-03 | 2019-12-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-22 | 2019-07-12 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-07 | 2019-12-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2012-02-07 | 2019-12-30 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-30 | 2011-09-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-09 | 2009-04-04 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-09 | 2009-04-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaodong Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.