Nishan Pulger Pradhan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nishan Pulger Pradhan ( ), a licensed former licensee with CE reference BAF491. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2021-08-08 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-20 | 2021-08-08 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 — Asset management | 2016-10-20 | 2021-08-08 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2012-09-20 | 2016-07-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-20 | 2016-07-22 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2012-09-20 | 2016-07-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-09-20 | 2016-07-22 |