Sheila Sho Nan Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheila Sho Nan Chow (周舒楠), a licensed Representative with CE reference AQL403. Currently licensed at 1 firm(s): Rockpool Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-07 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-07 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2018-08-07 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-06 | 2013-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-02-05 | 2013-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheila Sho Nan Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.