Ka Wai Ng
伍家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Ng (伍家慧), a licensed Responsible Officer with CE reference APO972. Currently licensed at 1 firm(s): L&L Holdings Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&L Holdings Limited |
RO | Type 4 - Advising on securities | 2026-04-24 | present |
| L&L Holdings Limited |
RO | Type 9 - Asset management | 2026-04-24 | present |
| Cortina Capital Asset Management Limited |
Rep | Type 4 - Advising on securities | 2024-12-04 | 2026-04-16 |
| Cortina Capital Asset Management Limited |
Rep | Type 9 - Asset management | 2024-12-04 | 2026-04-16 |
| Cortina Capital Asset Management Limited |
RO | Type 4 - Advising on securities | 2022-12-16 | 2024-12-04 |
| Cortina Capital Asset Management Limited |
RO | Type 9 - Asset management | 2022-12-16 | 2024-12-04 |
| Cortina Capital Asset Management Limited |
Rep | Type 4 - Advising on securities | 2022-11-18 | 2022-12-16 |
| Cortina Capital Asset Management Limited |
Rep | Type 9 - Asset management | 2022-11-18 | 2022-12-16 |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 - Asset management | 2021-06-15 | 2022-11-08 |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-23 | 2021-06-15 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-13 | 2022-11-08 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 4 - Advising on securities | 2020-01-13 | 2022-11-08 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-03 | 2020-01-13 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-03 | 2020-01-13 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-22 | 2019-06-14 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-22 | 2019-06-14 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-22 | 2018-10-22 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-22 | 2018-10-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-06 | 2017-11-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2017-11-23 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-10 | 2009-11-07 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-09 | 2008-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.