James Ka-Chi Mok
莫家志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ka-Chi Mok (莫家志), a licensed Responsible Officer with CE reference AIL413. Currently licensed at 1 firm(s): Lehin Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 18.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehin Securities Limited 利興股票有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-12 | present |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-16 | 2024-03-12 |
| Lehin Securities Limited 利興股票有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-10 | 2021-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ka-Chi Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.