Leonard Chu Tang
鄧儲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leonard Chu Tang (鄧儲), a licensed former licensee with CE reference AFC962. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-12 | 2023-01-01 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 4 — Advising on securities | 2019-04-12 | 2023-01-01 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-30 | 2023-01-01 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-25 | 2017-06-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 — Advising on securities | 2017-01-25 | 2017-06-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-24 | 2017-06-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-18 | 2016-02-24 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-10 | 2015-10-07 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2015-09-10 | 2015-10-07 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-10 | 2015-10-07 |
| CVP Capital Limited |
RO | Type 1 — Dealing in securities | 2014-10-22 | 2015-08-31 |
| CVP Capital Limited |
RO | Type 4 — Advising on securities | 2014-10-22 | 2015-08-31 |
| CVP Capital Limited |
RO | Type 6 — Advising on corporate finance | 2014-10-22 | 2015-08-31 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-06 | 2014-03-31 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-12-06 | 2014-03-31 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-06 | 2014-03-31 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-14 | 2013-12-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-05-25 | 2009-10-08 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-05-25 | 2009-10-08 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2009-05-25 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-08 | 2009-05-25 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-10 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-10 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-13 | 2007-01-10 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-13 | 2007-01-10 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-05 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-05 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-05 |