Koichi Imoto
井本幸一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koichi Imoto (井本幸一), a licensed former licensee with CE reference ANP046. This person has 7.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-09 | 2014-02-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2008-06-23 | 2014-02-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-06 | 2012-03-30 |
| International Commerce Corporation | Rep | Type 4 - Advising on securities | 2006-07-21 | 2007-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Koichi Imoto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.