Wai Hung Sin
冼偉鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Sin (冼偉鴻), a licensed former licensee with CE reference AED601. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | 2013-03-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2010-07-13 | 2013-03-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2010-07-13 | 2013-03-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-03 | 2010-07-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2006-07-18 | 2010-07-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-27 | 2010-07-13 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-10 | 2006-02-28 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-12-05 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-12-05 |