Huanwang Zhuang
庄煥旺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huanwang Zhuang (庄煥旺), a licensed former licensee with CE reference AKO628. This person has 10.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2014-09-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-09-21 | 2014-09-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-09 | 2012-03-30 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-07 | 2006-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Huanwang Zhuang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.