Wing Chu Lo
盧泳珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chu Lo (盧泳珠), a licensed Responsible Officer with CE reference ANH324. Currently licensed at 1 firm(s): Asia Joyful Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Joyful Limited 亞洲喜盈有限公司 |
RO | Type 4 - Advising on securities | 2020-01-31 | present |
| Asia Joyful Limited 亞洲喜盈有限公司 |
RO | Type 9 - Asset management | 2016-09-20 | present |
| Redford Corporate Finance Limited 泓福融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-05-04 | 2016-09-15 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-03-01 | 2016-09-15 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 - Asset management | 2011-03-01 | 2016-09-15 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-01 | 2011-02-07 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 9 - Asset management | 2010-02-01 | 2011-02-07 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 4 - Advising on securities | 2008-04-17 | 2009-08-01 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 9 - Asset management | 2008-04-17 | 2009-08-01 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 - Advising on securities | 2006-05-19 | 2007-09-18 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-05-19 | 2007-09-18 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 - Asset management | 2006-05-19 | 2007-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Chu Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.