Ka Wah Lee
李家華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Lee (李家華), a licensed former licensee with CE reference AWU583. This person has 11.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-21 | 2023-06-30 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-01-17 | 2013-01-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 - Asset management | 2012-01-17 | 2013-01-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-01 | 2012-01-17 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-02-15 | 2012-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wah Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.